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@PhDThesis{Fonseca:2020:EvGrPr,
               author = "Fonseca, Let{\'{\i}}cia d'Agosto Miguel",
                title = "Evapotranspiration and gross primary productivity seasonality in a 
                         floodplain forest at the Bananal island region",
               school = "Instituto Nacional de Pesquisas Espaciais (INPE)",
                 year = "2020",
              address = "S{\~a}o Jos{\'e} dos Campos",
                month = "2020-03-27",
             keywords = "floodplain, Amazon, Bananal, gross primary productivity, 
                         evapotranspiration, plan{\'{\i}}cie de inunda{\c{c}}{\~a}o, 
                         Amaz{\^o}nia, Bananal, produtividade prim{\'a}ria bruta, 
                         evapotranspira{\c{c}}{\~a}o.",
             abstract = "The Amazon forest plays an important role in regulating the local, 
                         regional and global climate, due to the high potential for 
                         absorbing carbon in its biomass and transferring large amounts of 
                         water from the land surface to the atmosphere through 
                         evapotranspiration. Despite the several studies that have explored 
                         the mechanisms of seasonal vegetation control, a small number of 
                         them have focused on flooded forests. In the Amazon basin, it 
                         corresponds to c.a. 14% of the basin. This study was performed in 
                         a floodplain forest located at the transition area between the 
                         Amazon and Cerrado (Savana) biomes, near the Bananal (BAN) Island 
                         region seeking to understand the mechanisms of vegetation control 
                         during the dry and flooded periods. The seasonality of gross 
                         primary productivity (GPP) and evapotranspiration (ET) from eddy 
                         covariance measurements were assessed, along with environmental 
                         drivers and phenological patterns, obtained from the field (leaf 
                         litter mass) and satellite measurements (enhanced vegetation index 
                         (EVI) from the Moderate Resolution Imaging 
                         Spectroradiometer/multi-angle implementation correction 
                         (MODIS/MAIAC)). ET measurements presented many gaps, and a 
                         statistical model (the Generalized Additive Model - GAM) was used 
                         to reconstruct the records from 2004 to 2017, using the ERA5 
                         reanalysis climate data. Moreover, the remote sensing product 
                         (MOD16A2) was acquired to analyze the reliability of this product 
                         in describing seasonal ET. The long-term change on the 
                         hydrological pattern at the BAN region was analyzed through the 
                         Gravity Recovery and Climate Experiment (GRACE) satellite product. 
                         The results revealed that Gross primary production is limited by 
                         soil moisture during the flooded period due to the excess water, 
                         while GPP is positively associated with soil moisture during 
                         non-flooded months. Besides, GPP is maximized when the accumulated 
                         water deficit (CWD) increases, indicating that it depends on the 
                         amount of water input in the environment. EVI was positively 
                         associated with leaf litter mass and GPP, suggesting the synchrony 
                         between leaf production and the photosynthetic capacity of the 
                         canopy, decreasing at the peak of the flooded period and at the 
                         end of the dry season. The EVI was also able to describe the 
                         interannual variations of the canopy in relation to environmental 
                         factors, such as during the extreme drought of the El Niņo year 
                         (2015/2016). The main ET drivers were identified during the model 
                         calibration process, which are: vapour pressure deficit, radiation 
                         and soil moisture. The seasonal ecosystem productivity and 
                         evapotranspiration are not synchronized in this Southern Amazon 
                         forest during the flooded period, because the free water 
                         evaporation mainly drives ET. However, during non-flooded months 
                         ET is governed by forest transpiration, as indicated by the 
                         association with the carbon, phenological and meteorological 
                         seasonal patterns. The flood pulse regulates the soil volume water 
                         content, and consequently, the water availability for plants 
                         during non-flooded months. These findings highlighted the 
                         vulnerability of this forest facing extreme dry years, given the 
                         decreased flood pulse trend reported here, which consequently 
                         diminished the total water storage in this region during 2016, 
                         assessed through GRACE product. The Amazon forest plays an 
                         important role in regulating the local, regional and global 
                         climate, due to the high potential for absorbing carbon in its 
                         biomass and transferring large amounts of water from the land 
                         surface to the atmosphere through evapotranspiration. Despite the 
                         several studies that have explored the mechanisms of seasonal 
                         vegetation control, a small number of them have focused on flooded 
                         forests. In the Amazon basin, it corresponds to c.a. 14% of the 
                         basin. This study was performed in a floodplain forest located at 
                         the transition area between the Amazon and Cerrado (Savana) 
                         biomes, near the Bananal (BAN) Island region seeking to understand 
                         the mechanisms of vegetation control during the dry and flooded 
                         periods. The seasonality of gross primary productivity (GPP) and 
                         evapotranspiration (ET) from eddy covariance measurements were 
                         assessed, along with environmental drivers and phenological 
                         patterns, obtained from the field (leaf litter mass) and satellite 
                         measurements (enhanced vegetation index (EVI) from the Moderate 
                         Resolution Imaging Spectroradiometer/multi-angle implementation 
                         correction (MODIS/MAIAC)). ET measurements presented many gaps, 
                         and a statistical model (the Generalized Additive Model - GAM) was 
                         used to reconstruct the records from 2004 to 2017, using the ERA5 
                         reanalysis climate data. Moreover, the remote sensing product 
                         (MOD16A2) was acquired to analyze the reliability of this product 
                         in describing seasonal ET. The long-term change on the 
                         hydrological pattern at the BAN region was analyzed through the 
                         Gravity Recovery and Climate Experiment (GRACE) satellite product. 
                         The results revealed that Gross primary production is limited by 
                         soil moisture during the flooded period due to the excess water, 
                         while GPP is positively associated with soil moisture during 
                         non-flooded months. Besides, GPP is maximized when the accumulated 
                         water deficit (CWD) increases, indicating that it depends on the 
                         amount of water input in the environment. EVI was positively 
                         associated with leaf litter mass and GPP, suggesting the synchrony 
                         between leaf production and the photosynthetic capacity of the 
                         canopy, decreasing at the peak of the flooded period and at the 
                         end of the dry season. The EVI was also able to describe the 
                         interannual variations of the canopy in relation to environmental 
                         factors, such as during the extreme drought of the El Niņo year 
                         (2015/2016). The main ET drivers were identified during the model 
                         calibration process, which are: vapour pressure deficit, radiation 
                         and soil moisture. The seasonal ecosystem productivity and 
                         evapotranspiration are not synchronized in this Southern Amazon 
                         forest during the flooded period, because the free water 
                         evaporation mainly drives ET. However, during non-flooded months 
                         ET is governed by forest transpiration, as indicated by the 
                         association with the carbon, phenological and meteorological 
                         seasonal patterns. The flood pulse regulates the soil volume water 
                         content, and consequently, the water availability for plants 
                         during non-flooded months. These findings highlighted the 
                         vulnerability of this forest facing extreme dry years, given the 
                         decreased flood pulse trend reported here, which consequently 
                         diminished the total water storage in this region during 2016, 
                         assessed through GRACE product. RESUMO: A Floresta Amaz{\^o}nica 
                         desempenha um importante papel na regula{\c{c}}{\~a}o do clima 
                         em escala local, regional e global, devido ao elevado potencial de 
                         absor{\c{c}}{\~a}o de carbono em sua biomassa e da 
                         transfer{\^e}ncia de {\'a}gua para a atmosfera atrav{\'e}s da 
                         evapotranspira{\c{c}}{\~a}o. Apesar dos in{\'u}meros estudos 
                         que exploraram os mecanismos de controle sazonal da 
                         vegeta{\c{c}}{\~a}o, poucos se concentraram nas florestas 
                         inundadas, as quais correspondem a aproximadamente 14% da bacia 
                         Amaz{\^o}nica. Em busca de compreender os mecanismos de controle 
                         da vegeta{\c{c}}{\~a}o durante os per{\'{\i}}odos secos e 
                         inundados, o presente trabalho foi realizado em uma floresta 
                         sazonalmente alagada localizada na {\'a}rea de 
                         transi{\c{c}}{\~a}o entre os biomas Amaz{\^o}nia e Cerrado, 
                         pr{\'o}ximo {\`a} regi{\~a}o da Ilha do Bananal (BAN). Foi 
                         realizada a an{\'a}lise da sazonalidade da produtividade 
                         prim{\'a}ria bruta (PPB) e da evapotranspira{\c{c}}{\~a}o (ET) 
                         obtidas atrav{\'e}s da torre micrometeorol{\'o}gica, juntamente 
                         com vari{\'a}veis clim{\'a}ticas e padr{\~o}es 
                         fenol{\'o}gicos, estes, obtidos em campo (massa foliar) e 
                         atrav{\'e}s do {\'{\i}}ndice de vegeta{\c{c}}{\~a}o melhorado 
                         (EVI). O EVI foi calculado a partir de imagens com 
                         resolu{\c{c}}{\~a}o moderada e corre{\c{c}}{\~a}o angular e 
                         atmosf{\'e}rica (MODIS / MAIAC)). As medidas de ET apresentaram 
                         muitas lacunas e um modelo estat{\'{\i}}stico (do ingl{\^e}s, 
                         Generalized Aditive Model - GAM) foi usado para reconstruir a 
                         s{\'e}rie temporal desse dado de 2004 a 2017, dados 
                         clim{\'a}ticos de rean{\'a}lise (ERA5) foram utilizados como 
                         vari{\'a}veis preditoras nesse modelo. Al{\'e}m disso, o produto 
                         de sensoriamento remoto MOD16A2 foi adquirido para analisar a 
                         potencialidade do mesmo em representar a sazonalidade da ET. As 
                         mudan{\c{c}}as no padr{\~a}o hidrol{\'o}gico da regi{\~a}o 
                         foram analisadas por meio do produto do sat{\'e}lite GRACE (do 
                         ingl{\^e}s, Gravity Recovery and Climate Experiment). Os 
                         resultados revelaram que a produtividade do ecossistema {\'e} 
                         limitada pela umidade do solo de duas maneiras, durante o 
                         per{\'{\i}}odo alagado, o excesso de {\'a}gua limita a PPB, 
                         enquanto a PPB est{\'a} associada positivamente {\`a} umidade do 
                         solo durante os meses n{\~a}o alagados. Al{\'e}m disso, a PPB 
                         {\'e} maximizada quando o d{\'e}ficit acumulado de {\'a}gua 
                         (CWD) aumenta, indicando a depend{\^e}ncia da quantidade de 
                         {\'a}gua que entra no sistema. O EVI associou-se positivamente 
                         {\`a} massa foliar e {\`a} PPB, sugerindo a sincronia entre a 
                         produ{\c{c}}{\~a}o foliar e a capacidade fotossint{\'e}tica do 
                         dossel, diminuindo no pico do per{\'{\i}}odo de 
                         inunda{\c{c}}{\~a}o e no final da esta{\c{c}}{\~a}o seca. O 
                         EVI tamb{\'e}m foi capaz de descrever as varia{\c{c}}{\~o}es 
                         interanuais do dossel em rela{\c{c}}{\~a}o aos fatores 
                         ambientais, como durante a seca extrema do ano de El Niņo 
                         (2015/2016). Os principais fatores clim{\'a}ticos que influenciam 
                         na sazonalidade da ET s{\~a}o: O d{\'e}ficit de press{\~a}o de 
                         vapor, a radia{\c{c}}{\~a}o e a umidade do solo, identificados 
                         durante o processo de calibra{\c{c}}{\~a}o do modelo 
                         estat{\'{\i}}stico. A produtividade sazonal do ecossistema e a 
                         evapotranspira{\c{c}}{\~a}o s{\~a}o dissociadas nesta floresta, 
                         pois as altas taxas de ET est{\~a}o relacionadas principalmente 
                         com a evapora{\c{c}}{\~a}o de {\'a}gua livre durante o 
                         alagamento, enquanto durante os meses n{\~a}o inundados, a 
                         transpira{\c{c}}{\~a}o da floresta {\'e} o principal regulador 
                         da ET, como indicado pela sazonalidade do carbono, da fenologia e 
                         dos dados clim{\'a}ticos. O pulso de inunda{\c{c}}{\~a}o regula 
                         o volume de {\'a}gua no solo e, consequentemente, a 
                         disponibilidade de {\'a}gua para as plantas durante os meses 
                         n{\~a}o inundados. Esses resultados evidenciam a vulnerabilidade 
                         dessa floresta em anos extremos de seca, dada {\`a} 
                         tend{\^e}ncia de diminui{\c{c}}{\~a}o da amplitude do 
                         alagamento identificada nesse estudo, que consequentemente 
                         diminuiu o armazenamento total de {\'a}gua na regi{\~a}o durante 
                         o ano de 2016, observado atrav{\'e}s do produto do sat{\'e}lite 
                         GRACE.",
            committee = "Randow, Celso von (presidente) and Borma, Laura de Simone 
                         (orientadora) and Renn{\'o}, Camilo Daleles and Rocha, Humberto 
                         Ribeiro da and Silva, Thiago Sanna Freire",
         englishtitle = "Sazonalidade da evapotranspira{\c{c}}{\~a}o e da produtividade 
                         prim{\'a}ria bruta em uma floresta alag{\'a}vel na regi{\~a}o 
                         da ilha do Bananal",
             language = "en",
                pages = "89",
                  ibi = "8JMKD3MGP3W34R/428U3L5",
                  url = "http://urlib.net/ibi/8JMKD3MGP3W34R/428U3L5",
           targetfile = "publicacao.pdf",
        urlaccessdate = "28 abr. 2024"
}


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